Compliance Manager

Accounting and Budget, Tax Law, Corporate and Commercial Law, Law of Industrial Property, Contracts, Employment Law, Bankruptcy Law

Approval of Italian Degree, professional qualification as Lawyer and enrollement in Spanish Law Register

Professional qualification as Lawyer and enrollement in Italian Law Register

- Advisory and assurance activities on banking, insurance and financial products
- Advisory on the administrative liability of entities (Italian Legislative Decree no. 231/01) and
participation in the review process of the Corporate Organizational Model
- Activities of assessment and follow-up on processes and procedures of the bank, with special
focus on the world of structured finance
- Revision of the Compliance Risk Assessment and assistance to the Companies in
drafting and implementation of their own Compliance Risk Assessment System
- Definition and implementation of new IT KRI relating to compliance risk issues
- Participation - compliance side – to a project team as part of the reorganization of the upstream
merger processes
- Joining to Validation Committee on new products/services/transactions of the Bank
- Coordination of projects in information technology management
- Drafting new regulamentations about Compliance, particularly with regard to the organization of
processes
- Carrying out II level controls and formalization of relating procedures
- Study and personal improvement (National legislation - Bank of Italy - Consob - IVASS -
national Regulators - European Supervisory Authorities)

- writing and orally legal opinions;
- drafting of pleadings and non-procedural acts
- research in matters pertaining to doctrine and case law;
- participation in the hearing;
- study of cases and procedural techniques.

- assiduous participation in the activity of hearing;
- writing and orally legal opinions;
- drafting of pleadings and non-procedural acts with a particular focus on civil, commercial and
banking law;
- study of cases and procedural techniques;
- talking with customers.

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