Bankkaufmann/-frau

- responsible for day-to-day processing of the account opening/client
servicing activities
- check and validate institutional clients documentation for account
opening/ maintenance /changes
- deal with current customer inquiries regarding cash payments, securities
settlements, corporate action
- interact with other business units to effectively resolve mutual issue;
support for other business units in collecting clients documentation and
solving clients queries in regard to other business units activity
- provide back-up for Corporate Actions related operations
- provide operational support to Securities Services Head / Product
Manager / Operations Head for implementation of new products and
services
- Update internal procedures for account opening/client services activities
- Involve in implementing FATCA regulations; FATCA report to
Romanian Ministry of Finance
- Preparing reports requested by Romanian Authorities (Financial
Supervisory Authority, National Bank of Romania, Romanian Central
Depository)

- Monitor and verify the Net Asset Value calculation for investment funds
- Net Asset Value calculation for Investment Companies and pension
funds
- Report to National Securities Commission and Private Pension System
Supervisory Commission (currently merged into Financial Supervisory
Commission) regarding Net Asset Value calculation for Investment
Companies and Pension Funds
- Update internal procedure for depository activity
- Manage legislation changes and their implementation in the Net Asset
Value calculation
- Backup of Securities Settlements Department Manager
- Involved in the first merger of two pension funds on Romanian market
- Testing and implement Net Asset Value calculation for new depository
clients; prepare documentation for new depository clients
- Follow-up with clients requirements; provide depository clients with
statements of transactions, statements of holding and other documents
requested by clients

- Net Asset Value calculation for investment funds and investment
companies
- Keep track/update investors registry
- Implement Net Asset Value calculation for pension funds (Pillar II)
- Implement IT system for net asset value calculation
- Report to National Securities Commission and Private Pension System
Supervisory Commission (currently merged into Financial Supervisory
Commission) regarding Net Asset Value of depository clients
- Issue of invoices; register and collect the revenue
- Follow-up with clients requirements; provide statements of transactions,
statements of holding and other documents requested by clients
- register and book the settlement of transactions in the internal systems
- Receipt and storage of physical securities

- Check the account opening / changes/ closing documentation for retail
clients
- Ensure optimal administration and centralized control of all errors related
to clients files
- Prepare periodic reports for the retail network management
- Implement new application for the entire department and elaborate
internal procedures
- Implement of bank assurance product
- Manage life assurance for current accounts

- Analyze and approve credit files for retail clients
- Payment processing
- Collection

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